Regulation
RDR
Restricted national advice firm Sandringham Financial Partners has received more than 100 applications from advisers to join the firm since its launch.
21 August 2013
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Regulation
The Financial Conduct Authority (FCA) has appointed a former member of the Lloyds TSB Retail Banking board as senior adviser on consumer lending.
21 August 2013
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Regulation
The Financial Conduct Authority (FCA) is likely to apply more scrutiny to companies' boards prior to implementing its new senior person's regime, a consultancy has suggested.
21 August 2013
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Regulation
The Financial Conduct Authority (FCA) has banned and imposed fines of £28,000 each on two individuals for failings related to the sales of unregulated collective investment schemes (UCIS) to some 800 investors.
16 August 2013
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Regulation
The Financial Services Compensation Scheme (FSCS) said it is continuing to receive claims in respect of the CF Arch Cru funds, and has put the likelihood of a further interim levy for 2013-14 as ‘medium'.
16 August 2013
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RDR
Personal Finance Society (PFS) CEO Keith Richards has praised advisers for showing strength and resilience in the wake of the Retail Distribution Review (RDR), after Financial Conduct Authority (FCA) figures suggested intermediaries are re-entering the...
15 August 2013
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Regulation
The number of financial advisers operating in the UK has risen in the first half of the year as intermediaries re-enter the market, according to the Financial Conduct Authority (FCA).
15 August 2013
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