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Your profession

FCA finds failings in half of automatic bond renewals

The Financial Conduct Authority said it is concerned about the fairness of automatic renewals of fixed-term bonds, after it has found failings in more than half of firms reviewed.

clock 15 July 2013 •

Regulation

A fifth of IFAs expect 'significant' increase in regulatory fines

A fifth of IFAs expect to see a "significant" increase in the number and size of fines inflicted on the financial services sector over the next five years, according to research.

clock 15 July 2013 •

Regulation

FCA cancels IFA's permissions for failing to act in clients' interests

The Financial Conduct Authority (FCA) has cancelled the permissions of independent financial adviser Martin Richard Moseling, trading as Blenheim Financial Services, for failing to act in clients' interests.

clock 15 July 2013 •

Regulation

Steve Young: Should you go network or directly authorised?

The network versus directly authorised debate has been raging across the industry for decades, here Sense's Steve Young analyses the merits of both.

clock 15 July 2013 •

Your profession

PRA accepts Nationwide extension to meet capital rules

The Prudential Regulation Authority (PRA) has accepted building society Nationwide's proposition to raise capital and mitigate business risks, granting it a two year extension.

clock 15 July 2013 •

Your profession

Five things clients will call you about this week

FIVE THINGS

clock 15 July 2013 •

Regulation

Wolters Kluwer develops compliance platform

Compliance expert Wolters Kluwer Financial Services has launched a network which pools content from five separate UK regulatory websites onto one platform.

clock 15 July 2013 •

Regulation

Barclays poaches FCA retail director

Christina Sinclair, the acting director of retail at the Financial Conduct Authority (FCA), is to leave the regulator and join Barclays.

clock 15 July 2013 •

Your profession

Cable to make reckless bosses pay for failure

Negligent directors could be held personally liable for failed companies' debts under a shake-up of corporate law to be unveiled by Vince Cable today.

clock 15 July 2013 •

Regulation

EU debate: UK is heard a lot more than everybody thinks

The UK's interests in financial services in the European single market are being heard an "awful lot more" by Europe than people think, according to an investment trade body.

clock 15 July 2013 •
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