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Your profession

Regulation

Regulators take aim at bankers' bonuses with clawback powers

The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have proposed new rules that would seek to change how bankers behave and are paid.

clock 30 July 2014 •

Technology

Creative destruction: Observations on innovation in financial advice

Creative destruction: Observations on innovation in financial advice

clock 30 July 2014 •

Regulation

First major Keydata lawsuit filed against US brokerage

The first significant lawsuit from the Keydata scandal has been issued against US-based brokerage CRT Capital, according to the Financial Times.

clock 30 July 2014 •

Pensions

FSCS 'expects' more IFA failures from SIPP investigations

The Financial Services Compensation Scheme (FSCS) said it expects the number of advisory businesses declared in default as a result of its investigations into self-invested personal pension (SIPP) advice to rise above the current four.

clock 29 July 2014 •

Managed solutions

DFMs under pressure over portfolio charges as FCA mulls review

Discretionary fund managers (DFMs) are facing growing pressures to standardise managed portfolio fees as the Financial Conduct Authority (FCA) considers warning advisers against using any service where costs are not clear.

clock 29 July 2014 •

Your profession

St James's Place launches Level 7 Masters in Wealth Management

St James's Place (SJP) is launching a Masters in Wealth Management degree exclusively for its employees and partners.

clock 29 July 2014 •

Investment

St James's Place hit by £6.9m FSCS levy

Wealth manager St James's Place (SJP) has revealed it received a Financial Services Compensation Scheme (FSCS) levy of £6.9m for 2014.

clock 29 July 2014 •

Managed solutions

Run the money or outsource? Book your spot at the first ever FE Investment Summit

With the FCA's multiple spotlights converging on investment suitability, advisers are being invited to have their questions answered...

clock 28 July 2014 •

Regulation

Regulators hit Lloyds group with £218m fine for fees and rates manipulation

Lloyds Banking Group has been fined a total of £218m by UK and US authorities for a series of failings, including manipulating fees it owed to the Bank of England (BoE) for a taxpayer-backed scheme designed to support the UK's banks during the financial...

clock 28 July 2014 •

Your profession

Adviser noticeboard (28 Jul - 1 Aug)

Our weekly round-up of the key product launches, charging tweaks, people moves and events for financial advisers...

clock 28 July 2014 •
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