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Your profession

Your profession

Past fund performance (or banging your head against a brick wall)

Past fund performance (or banging your head against a brick wall)

clock 11 December 2014 • 4 min read

Regulation

Eight changes the FCA has made in response to the Davis report

The Financial Conduct Authority (FCA) said it has overhauled its systems and processes after it was found to have been "seriously inadequate" in its response to a media blunder earlier this year.

clock 10 December 2014 •

Regulation

Cost of report into FCA media error approaches £4m

The total costs of an independent report into the Financial Conduct Authority's strategy to brief a national newspaper on one of its high-profile regulatory projects are approaching £4m.

clock 10 December 2014 •

Regulation

FCA apologises for 'seriously inadequate' behaviour found in Davis review

The Financial Conduct Authority (FCA) has apologised for the shortcomings in its handling of a media briefing ahead of the publication of its latest business plan, saying it accepted the criticisms and would implement changes to "sharpen its focus".

clock 10 December 2014 •

Regulation

FCA media blunder: Staff warned regulator not to brief journalist

A strategy by the Financial Conduct Authority (FCA) to leak details of one of its upcoming projects to a national newspaper - a decision which sparked huge falls in the share prices of several major life companies - was "high risk" and inadequate, according...

clock 10 December 2014 •

Your profession

Revealed: The shortlist for the Professional Adviser Awards 2015

The shortlist for the Professional Adviser Awards 2015

clock 10 December 2014 •

Regulation

'Could do better': An RDR end of year two report card

An end of year two report card

clock 10 December 2014 •

Regulation

Sharpened FCA structure will root out poor practice more efficiently - Bovill

Small firms engaging in poor practice stand a better chance of getting caught by the Financial Conduct Authority (FCA) under the new regulatory framework as the regulator has shifted its focus on its thematic work, according to a consultancy.

clock 10 December 2014 •

Charging

'Ludicrous': Consultant savages Vanguard value-of-advice research

'Unbelievable, flawed, ludicrous': Clive Waller savages Vanguard research on value of advice

clock 09 December 2014 •

Regulation

Great expectations: Assessing the FCA's personal recommendations paper

Great expectations: Assessing the FCA's personal recommendations paper

clock 09 December 2014 •
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