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Your profession

Adviser tips

Five secrets of a PI insurance broker

Five secrets of a professional indemnity insurance broker

clock 20 May 2015 • 5 min read

Regulation

Advisers not winning clients via Pension Wise, says APFA

Advisers' contribution to funding government retirement guidance service Pension Wise should be reduced because they are not benefitting from its existence as much as anticipated, according to the Association of Professional Financial Advisers (APFA)....

clock 20 May 2015 •

Regulation

FCA bans adviser for UCIS recommendations to low income clients

The Financial Conduct Authority (FCA) has banned and fined a financial adviser for making unsuitable recommendations of high-risk and often unregulated investments.

clock 20 May 2015 •

Regulation

Hargreaves Lansdown slapped with £4.6m FSCS bill; attacks 'extremely frustrating' system

Hargreaves Lansdown has attacked the current Financial Services Compensation Scheme (FSCS) levy system as "placing an unfair burden on reputable and blameless firms" as the group anticipates a £4.6m bill.

clock 20 May 2015 •

Your profession

IFA poaches director from Fidelity

An IFA based in Plymouth has hired a head of advisory services from industry giant Fidelity.

clock 18 May 2015 •

Regulation

New adviser body backs commission-like charges

A new association for directly authorised advisers said it hopes to bridge the advice gap by introducing a type of service for which commission-like payment will be possible.

clock 18 May 2015 •

Retirement

Three things clients will call you about this week

... clients will call you about this week

clock 18 May 2015 •

Regulation

Revealed: The number of advice firms lost each year to client claims

More than 600 adviser firms have been declared in default by the Financial Services Compensation Scheme (FSCS) in the last five years - an average of almost 130 each year - as the impact of a number of high-profile investment failures continues to take...

clock 18 May 2015 •

Technology

Robo-advice alert issued in the US

Financial regulators in the US are warning investors and advisers to beware the limitations of automated investment tools.

clock 18 May 2015 •

Investment

Steal a march: Everything advisers need to know about the week

Everything advisers need to know about the week

clock 17 May 2015 • 3 min read
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