Regulation

Regulation

PIMFA urges FCA to postpone FOS £350,000 compensation limit hike

Set for 1 April 2019

clock 25 March 2019 • 2 min read

Retirement

FCA warns providers to act if advisers lose DB transfer permissions

Letter to pension providers

clock 25 March 2019 • 1 min read

Regulation

FCA eyes greater investor access to international funds post-Brexit

Outlines risks

clock 21 March 2019 • 2 min read

Regulation

Bruce Davidson: Solo-regulated firms should beware SM&CR 'blind spot'

Senior Managers Regime 

clock 20 March 2019 • 3 min read

Your profession

FSCS: £300m in recoveries reduces industry levy burden

'Unsung' part of FSCS work

clock 20 March 2019 • 1 min read

Your profession

Tim Sargisson: Life of PI

FOS award limit increase

clock 19 March 2019 • 4 min read

Regulation

FCA fines UBS £28m for reporting failures

Relates to 136 million transaction reports

clock 19 March 2019 • 1 min read

Regulation

MP Nicky Morgan calls on FCA to investigate London Capital & Finance

Four arrested in connection with case

clock 19 March 2019 • 2 min read

Investment

SLA tribunal triumph over Lloyds termination of £109bn mandate

Lloyds 'not entitled' to give notice

clock 19 March 2019 • 3 min read

Regulation

Calls for FCA to take charge on SMCR harassment rules

Guidance on dealing with misconduct

clock 18 March 2019 • 3 min read