Regulation

Regulation

FCA fines Standard Life Assurance £31m for non-advised annuity sales failures

Paid £25m in compensation

clock 23 July 2019 • 3 min read

Regulation

FCA to survey adviser firms for RDR and FAMR review

57 responses to probe

clock 22 July 2019 • 2 min read

Regulation

TPR's use of frontline powers jumps by 32%, but four targets missed

'We have better oversight'

clock 19 July 2019 • 3 min read

Your profession

The FCA and PFS duel over DB data

'No context'

clock 19 July 2019 • 1 min read

Regulation

FCA: Woodford affair highlights need for post-Brexit regulatory shake-up

'Following the letter, but not the spirit, of the rules'

clock 17 July 2019 • 3 min read

Regulation

Alan Shearer legal battle firm among five advisers declared in default

Declared by FSCS

clock 17 July 2019 • 2 min read

Regulation

Unauthorised firm ordered to pay back customers after raising £15m

Investors to lose £2.7m

clock 10 July 2019 • 2 min read

Regulation

Woodford gating forces illiquid assets rethink

FCA mulls own PRIIPs guidance

clock 09 July 2019 • 2 min read

Regulation

Five takeaways from the FCA's annual report

DB transfers, SM&CR and Brexit

clock 09 July 2019 • 3 min read

Regulation

110 businesses to pay three-fifths of FSCS levy in 2019/20

Indicative numbers

clock 05 July 2019 • 1 min read