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Regulation

FCA warns firms advising British Steel members as scheme to exit PPF

Regulation

FCA warns firms advising British Steel members as scheme to exit PPF

Scheme to exit PPF

clock 07 December 2021 • 2 min read
FCA opens consultation to improve consumer protection

Regulation

FCA opens consultation to improve consumer protection

Based on proposals published in May

clock 07 December 2021 • 1 min read
FCA to review advisers' capital requirements

Regulation

FCA to review advisers' capital requirements

Part of consumer investment strategy

clock 06 December 2021 • 4 min read
FCA's Megan Butler to step down from exec role

Regulation

FCA's Megan Butler to step down from exec role

Stephen Braviner Roman to join

clock 06 December 2021 • 2 min read
FCA clamps down on Appointed Representatives in fresh consultation

Regulation

FCA clamps down on Appointed Representatives in fresh consultation

Require stronger oversight by principals

clock 03 December 2021 • 4 min read
Treasury considers making principal firms culpable for wider scope of AR activities

Regulation

Treasury considers making principal firms culpable for wider scope of AR activities

Help consumers gain compensation

clock 03 December 2021 • 2 min read
Investment industry welcomes FCA listing rules but government must 'address wrinkles'

Regulation

Investment industry welcomes FCA listing rules but government must 'address wrinkles'

Retail investors need 'greater protection'

clock 02 December 2021 • 5 min read
FOS launches action plan to improve customer service

Regulation

FOS launches action plan to improve customer service

'This is just the beginning'

clock 02 December 2021 • 3 min read
FCA tells providers to nudge advised clients to Pension Wise

Regulation

FCA tells providers to nudge advised clients to Pension Wise

'Surprised and disappointed'

clock 01 December 2021 • 3 min read
FCA scraps MiFID research rules on small-caps

Regulation

FCA scraps MiFID research rules on small-caps

£200m threshold

clock 30 November 2021 • 1 min read
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