Regulation

Woodford team members registered financial business with FCA in 2021

Investment

Woodford team members registered financial business with FCA in 2021

Jonathan Adair and Kristian Penttila

clock 09 February 2022 • 1 min read
PFS calls on financial planners to challenge FCA's advice perceptions

Regulation

PFS calls on financial planners to challenge FCA's advice perceptions

‘Articulate the advantages of ongoing advice’

clock 08 February 2022 • 2 min read
SIPP operator Corporate & Professional goes bust over FOS claims

Regulation

SIPP operator Corporate & Professional goes bust over FOS claims

Linked to FOS decisions

clock 02 February 2022 • 1 min read
FCA staff vote in favour of strike action over pay cut proposals

Regulation

FCA staff vote in favour of strike action over pay cut proposals

87% in favour of industrial action

clock 01 February 2022 • 2 min read
Chris Davies: If fish can't see water, what can't we see?

Regulation

Chris Davies: If fish can't see water, what can't we see?

Trying to be noise free

clock 31 January 2022 • 2 min read
Direct Line CEO succeeds Quilter's Paul Feeney as FCA practitioner panel chair

Regulation

Direct Line CEO succeeds Quilter's Paul Feeney as FCA practitioner panel chair

From 1 March

clock 31 January 2022 • 1 min read
Mark Greenwood: What's on the regulatory horizon for 2022?

Your Business

Mark Greenwood: What's on the regulatory horizon for 2022?

Forward planning for business owners

clock 28 January 2022 • 4 min read
John Moret: Just what is my Consumer Duty?

Regulation

John Moret: Just what is my Consumer Duty?

'Time is short'

clock 26 January 2022 • 7 min read
Fifth of consumers never checked pension value - FSCS

Regulation

Fifth of consumers never checked pension value - FSCS

Many unaware if pots are protected

clock 25 January 2022 • 1 min read
FCA warns firms against limiting liabilities

Regulation

FCA warns firms against limiting liabilities

Consultation open until 1 March

clock 25 January 2022 • 1 min read