Regulation

MPs warn govt against weakening financial regulation standards

Regulation

MPs warn govt against weakening financial regulation standards

Opportunities for simplification

clock 16 June 2022 • 2 min read
Vince Smith-Hughes: Marrying Consumer Duty and client income

Regulation

Vince Smith-Hughes: Marrying Consumer Duty and client income

Consumer Duty rules

clock 16 June 2022 • 8 min read
DB transfer specialist returns to trading after 30-month FCA investigation

Regulation

DB transfer specialist returns to trading after 30-month FCA investigation

£300k in legal fees

clock 14 June 2022 • 2 min read
FOS invites feedback on proposed funding model changes

Regulation

FOS invites feedback on proposed funding model changes

Open until 5 August

clock 14 June 2022 • 4 min read
Credit Suisse put on FCA watchlist - reports

Regulation

Credit Suisse put on FCA watchlist - reports

Follows a series of scandals

clock 13 June 2022 • 2 min read
SEC investigating Goldman Sachs AM over ESG claims - reports

Regulation

SEC investigating Goldman Sachs AM over ESG claims - reports

Regulator increasingly vigilant on topic

clock 13 June 2022 • 1 min read
Pensions problems reflect 'wider society issues', say regulators

Regulation

Pensions problems reflect 'wider society issues', say regulators

Pensions consumer journey feedback statement

clock 07 June 2022 • 3 min read
FCA to stamp out CMC phoenixing in two years

Regulation

FCA to stamp out CMC phoenixing in two years

Effective from July 7

clock 07 June 2022 • 1 min read
Link Fund Solutions sued again over Woodford collapse

Investment

Link Fund Solutions sued again over Woodford collapse

Harcus Parker case

clock 06 June 2022 • 1 min read
FCA warns consumers against two funeral plan providers

Regulation

FCA warns consumers against two funeral plan providers

'No authorisation'

clock 01 June 2022 • 3 min read