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Regulation

Regulation

FCA fines spread betting duo £117,000 for market abuse

Firm's financial position misstated

clock 07 April 2017 • 2 min read

Regulation

FCA resumes HBOS misconduct investigation

Lloyds Banking Group anticipates £100m investor compensation

clock 07 April 2017 • 1 min read

Regulation

FCA: Senior managers' regime no end to action against firms

Will continue to fine firms

clock 04 April 2017 • 2 min read

Regulation

FOS expects 3,000 more investment and pension cases than forecasted

Operating costs on the up

clock 03 April 2017 • 1 min read

Regulation

PFS calls for combined PII-FSCS fund

FSCS consultation closed on 31 March

clock 03 April 2017 • 2 min read

Regulation

FCA proposes rules to address persistent credit card debt

3.3 million in persistent debt

clock 03 April 2017 • 2 min read

Regulation

FCA U-turns on adviser phone-recording rules

Will now allow written notes of calls

clock 31 March 2017 • 1 min read

Regulation

FSCS appoints Barclaycard and Which? execs to board

Scheme's funding review consultation ends today

clock 31 March 2017 • 1 min read

Regulation

'Majority of advisers want risk-based levy' - Aegon

93% want higher levies for risk-taking firms

clock 28 March 2017 • 2 min read

Regulation

FCA orders Tesco to pay compensation after 'misleading' investors

In addition to £129m fine

clock 28 March 2017 • 3 min read
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