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Regulation

FCA dismisses British Steel complaints after lengthy investigation

Regulation

FCA dismisses British Steel complaints after lengthy investigation

Regulator acknowledges decision will be ‘disappointing’ for complainants

clock 22 April 2024 • 2 min read
Agile IT needed as rapid regulation change becomes the norm

Regulation

Agile IT needed as rapid regulation change becomes the norm

'Gone are the lengthy consultation and rule-setting cycles that often took several years'

clock 15 April 2024 • 6 min read
Leveling up the playing field when it comes to picking skilled persons

Regulation

Leveling up the playing field when it comes to picking skilled persons

Given the prerequisite for accuracy, a rigorous selection process is essential

clock 15 April 2024 • 4 min read
A practical way forward: Utilising hybrid to close the advice gap

Regulation

A practical way forward: Utilising hybrid to close the advice gap

Will the FCA's advice/guidance review increase access to advice?

clock 02 April 2024 • 6 min read
No naming without shaming? The FCA's transparency plans

Regulation

No naming without shaming? The FCA's transparency plans

The impact of the FCA’s plans to name firms under investigation

clock 27 March 2024 • 4 min read
FSCS declares three financial advisory firms in default

Regulation

FSCS declares three financial advisory firms in default

Latest batch of failed firms revealed by lifeboat fund

clock 25 March 2024 • 1 min read
FCA tells IFAs to review retirement income advice processes

Income

FCA tells IFAs to review retirement income advice processes

Comes after regulator’s thematic review of retirement income advice

clock 20 March 2024 • 2 min read
FCA commits to fast authorisations to boost finance sector

Regulation

FCA commits to fast authorisations to boost finance sector

The regulator’s latest business plan highlights this focus

clock 19 March 2024 • 1 min read
FCA to invest £1.9m in supporting clients with investment decisions

Regulation

FCA to invest £1.9m in supporting clients with investment decisions

The regulator’s 2024/25 business plan outlines new initiative for investment

clock 19 March 2024 • 1 min read
FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

Regulation

FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

'Move away from prescriptive rules, beloved of compliance consultants’

clock 14 March 2024 • 4 min read
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