FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Consultation open until 12 March 2018
'Advisers are waking up'
18 prohibition orders in 12 months
3 January 2018 deadline
Advisers to be removed under senior manager regime
'Engaged in wider supervisory work'
Offers four action points
'Independence was compromised'
NatWest last month launched robo-adviser
Govt not pursuing equivalence
11 December 2017
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2 min read
