Regulation

Regulation

EU warns UK asset managers of Brexit 'legal repercussions'

'Considerable uncertainties' facing sector

clock 13 February 2018 • 4 min read

Regulation

FCA scrutinises DB transfer advisers with extensive survey

50-plus questions

clock 12 February 2018 • 2 min read

Regulation

FCA flags algorithmic trading concerns

Firms must improve compliance and risk standards

clock 12 February 2018 • 2 min read

Regulation

FCA independent disputes committee sees jump in case referrals

Up by nearly two-thirds (65%) in 2017

clock 12 February 2018 • 1 min read

Regulation

Pensions Ombudsman investigating 150 British Steel complaints

Working with BSPS trustees

clock 08 February 2018 • 1 min read

Regulation

GDPR and financial advice: Putting the right processes in place

Ramifications for advice firms

clock 07 February 2018 • 3 min read

Regulation

Andy Thompson: Use MiFID II to build resilience into your business

Articulate your service proposition

clock 06 February 2018 • 4 min read

Regulation

FCA's Andrew Bailey urges cooperative action on Brexit risks

Sets out key Brexit fears

clock 06 February 2018 • 3 min read

Regulation

Transparency Taskforce eyes financial stability parliamentary group

Aims to avoid ‘another Global Financial Crisis’

clock 06 February 2018 • 3 min read

Regulation

Adam Higgs: How can adviser software help you comply with GDPR?

Intelliflo, IRESS and Personal Touch

clock 05 February 2018 • 3 min read