Regulation

Your profession

New claims rules leave advisers open to FCA sanction, warns solicitor

Regulatory change from 1 April

clock 11 February 2019 • 2 min read

Regulation

FCA demands daily liquidity disclosure for property funds

Follows wave of Brextit-related redemptions

clock 07 February 2019 • 3 min read

Retirement

Jury still out on SIPP providers - FCA's Andrew Bailey

Following October's 'Dear CEO' letter

clock 06 February 2019 • 1 min read

Regulation

Just 10 of FCA's 3,700 staff work on pension scams team

'More than it used to be'

clock 06 February 2019 • 1 min read

Regulation

FCA: £197m lost to investment scams in 2018

Average loss £29,000 per person

clock 06 February 2019 • 1 min read

Regulation

Investment scheme fraudster receives two-year suspended sentence

Unauthorised scheme worth over £500,000

clock 05 February 2019 • 1 min read

Regulation

Ex-Newton manager Stephany fined for IPO misconduct

Fined £32,000

clock 05 February 2019 • 1 min read

Regulation

Mike Barrett: VFM and MiFID II

Value for money in 2019

clock 04 February 2019 • 4 min read

Regulation

FCA shines light on fund benchmark and fee disclosures

Following Asset Management Market Study

clock 04 February 2019 • 4 min read

Regulation

Small-cap managers say MiFID II has made them worse-off

'Detrimental impact' on liquidity and demand

clock 04 February 2019 • 1 min read