Regulation

FSCS received five claims against the firm related to SIPP advice

Executive director of enforcement and market oversight to leave next Spring

Less than a quarter believe they are already fully compliant with the regulations

Link Fund Solutions (LFS) also sued for up to £100m

Nikhil Rathi responds to question on FCA’s ‘regulatory failures’

Griffith said the current regulatory structure would remain

FCA data reveals 5,347 breaches for approved persons

11 claims in total against Leicestershire and London-based firms

A total £115m has been paid out in compensation

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