Protection

VouchedFor reveals top five Consumer Duty 'gaps'

Regulation

VouchedFor reveals top five Consumer Duty 'gaps'

250,000 clients’ feedback

clock 11 August 2022 • 3 min read
FCA signals increased scrutiny of alternative firms with retail clients ahead of new rules

Regulation

FCA signals increased scrutiny of alternative firms with retail clients ahead of new rules

New risk warning rules due in December

clock 10 August 2022 • 2 min read
Man jailed for 12 months for multiple bogus medical claims

Protection

Man jailed for 12 months for multiple bogus medical claims

Fraudulent claims totalled £24,000

clock 09 August 2022 • 2 min read
FSCS prepares to close LCF compensation scheme

Regulation

FSCS prepares to close LCF compensation scheme

Final date undisclosed

clock 09 August 2022 • 2 min read
Ruairi O'Connell appointed as FCA's director of international

Regulation

Ruairi O'Connell appointed as FCA's director of international

Joins from the Home Office

clock 05 August 2022 • 1 min read
FCA proposes changes to unsuitable pension transfer advice redress calculations

Regulation

FCA proposes changes to unsuitable pension transfer advice redress calculations

Reflecting ‘actuarial best practice’

clock 02 August 2022 • 2 min read
Hartley Pensions enters administration at FCA's request

Regulation

Hartley Pensions enters administration at FCA's request

‘In the interest of clients’

clock 01 August 2022 • 3 min read
Financial advisers will struggle to meet MiFID II sustainability obligations due to patchy data

Regulation

Financial advisers will struggle to meet MiFID II sustainability obligations due to patchy data

Lack of product comparability

clock 29 July 2022 • 2 min read
FCA's Mills on adviser Consumer Duty requirements: 'Assessment is needed of that fair value exchange'

Regulation

FCA's Mills on adviser Consumer Duty requirements: 'Assessment is needed of that fair value exchange'

Value to customers

clock 27 July 2022 • 3 min read
FCA's Consumer Duty to turn platforms into gatekeepers over value for money assessments

Regulation

FCA's Consumer Duty to turn platforms into gatekeepers over value for money assessments

Requirement to ‘switch off’ funds

clock 27 July 2022 • 2 min read