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Industry

Regulation

Investment advisers hit with additional £7m FSCS levy bill

Most types of financial services firms will pay a lower than expected Financial Services Compensation Scheme (FSCS) levy for 2014-2015 after it cut its bill by £37m, but investment advisers face another hike in costs.

clock 15 April 2014 •

Regulation

Adviser masterclass: How to explain fees to clients

How to explain fees to clients

clock 14 April 2014 • 7 min read

Regulation

Mortgage broker jailed for six years after 'disgusting' £3.5m fraud

A mortgage broker has been jailed for six years after fraudulently obtaining almost £3.5m from clients in the North East.

clock 25 March 2014 •

Regulation

FCA bans and fines mortgage broker over false info

The Financial Conduct Authority (FCA) has fined and banned a mortgage broker for failing to prevent false client information being submitted to lenders.

clock 13 March 2014 •

Regulation

Keith Richards: The little-known meeting that might just bring trust back

Keith Richards on the little-known meeting that might just bring trust back

clock 11 March 2014 •

Mortgages

FPC's stress test powers to be added to mortgage rules

The Financial Policy Committee's power to influence the interest rate stress test in an applicant's affordability assessment will be added to the mortgage rules following a consultation.

clock 07 March 2014 •

Pensions

Stop right there: When (and why) advisers have to say 'no' to clients

Telling clients their investment idea is a 'no go' is a tough job, but someone's gotta do it

clock 06 March 2014 • 8 min read

Mortgages

FCA challenges lenders over arrears and foreclosure practices

The Financial Conduct Authority (FCA) is challenging lenders to improve their arrears and foreclosure management following a thematic review which found several counts of bad practice at firms.

clock 25 February 2014 •

Distributors

Nottingham BS to offer whole-of-market mortgage advice in-branch

Nottingham Building Society is to offer whole-of-market mortgage and protection advice across its branch network.

clock 24 February 2014 •

Regulation

Yorkshire Building Society to refund £8.4m for arrears charging errors

Yorkshire Building Society Group is to refund all administration fees for mortgage arrears since January 2009 - totalling some £8.4m - after the Financial Conduct Authority (FCA) raised concerns about incorrect charges.

clock 17 February 2014 •
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