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Regulation

Equities

Co-operative Group confirms wholesale governance restructure

The Co-operative Group has released details of its new governance structure following a review by ex-City minister Lord Myners.

clock 08 August 2014 •

Regulation

Bank of America to pay $17bn fine over toxic loans

Bank of America Merrill Lynch is close to agreeing a $16-$17bn settlement over its handling of mortgage-backed securities in the run up to the financial crisis, according to reports.

clock 07 August 2014 •

Regulation

Caspar Rock: Will CoCos ban be thin end of the wedge?

Architas chief investment officer Caspar Rock - who has a small amount of exposure to contingent convertible securities (CoCos) though the firm's multi-asset active range - worries that the regulator's move to ban the product to retail investors may be...

clock 06 August 2014 •

Regulation

FCA temporarily bans sale of CoCos to mass market

The Financial Conduct Authority (FCA) will restrict firms from distributing contingent convertible securities (CoCos) to the mass retail market from 1 October 2014, in the first use of new consumer protection powers.

clock 05 August 2014 •

Adviser tips

The questions that can skew a risk tolerance reading

The questions that can skew a risk tolerance reading

clock 04 August 2014 • 4 min read

Economics / Markets

Should we replace IMA sectors altogether?

Should we replace IMA sectors altogether?

clock 04 August 2014 • 3 min read

Regulation

Blackrock employee exits after £43k fare-dodge scheme

A Blackrock executive has left the group after being found to have avoided £43,000 in train fares over the past five years.

clock 04 August 2014 •

Regulation

Keydata's Ford to sue FCA for £371m over 'abuse of power'

The former boss of failed investment firm Keydata is suing the regulator for £371m, accusing it of a "politically motivated" abuse of power.

clock 04 August 2014 •

Regulation

FCA promotes former IFA David Geale to policy director

The Financial Conduct Authority (FCA) has promoted its former head of savings, investments and distribution policy, David Geale, to director of policy.

clock 30 July 2014 •

Regulation

Regulators take aim at bankers' bonuses with clawback powers

The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have proposed new rules that would seek to change how bankers behave and are paid.

clock 30 July 2014 •
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