Regulation

Regulation

MiFID II could end 'risky' adviser/discretionary operating model

Advisers must push for change - PortfolioMetrix

clock 14 December 2017 • 2 min read

Regulation

Distributors warn asset managers' MiFID II data delays puts fund sales at risk

Smaller companies less prepared

clock 12 December 2017 • 2 min read

Regulation

Treasury MP Barclay: 'No appetite' for regulatory 'race to bottom' post-Brexit

Govt not pursuing equivalence

clock 05 December 2017 • 2 min read

Regulation

FCA: Four asset managers 'may have broken competition law'

Artemis IM, Hargreave Hale, Newton IM, River & Mercantile AM

clock 29 November 2017 • 3 min read

Regulation

Industry Voice: MIFID ll - compliance, business strategy or both?

When you think about MiFID, what is your first response? Whilst we know we should treat such legislation changes as opportunities for positive change, the everyday pressures of running a business make it difficult to put into practice.

clock 22 November 2017 • 4 min read

Regulation

KPMG warns asset managers falling 'well short' of FCA's capital adequacy requirements

Increased focus on smaller firms

clock 27 October 2017 • 2 min read

Regulation

Investment trust analysts reveal post-MiFID II plans

Different costing arrangements

clock 26 October 2017 • 4 min read

Regulation

FCA fines Merrill Lynch £34.5m for failing to report transactions

Under the rules of EMIR

clock 23 October 2017 • 1 min read

Regulation

FCA's Bailey: More work to be done on fees

Regulator does not want to 'incentivise short-termism”

clock 18 October 2017 • 3 min read

Regulation

Hargreaves urges fund groups to absorb research costs post-MiFID II

Asset managers firming up plans

clock 12 October 2017 • 7 min read