Regulation

Regulation

FCA bans ex-Co-op Bank chair Paul Flowers over lewd calls and emails

'Lack of integrity'

clock 06 March 2018 • 3 min read

Regulation

FCA's Bailey: 'Larger' number of open-ended funds could pose market stability risk

Praised wholesale firms for MiFID II efforts

clock 01 March 2018 • 4 min read

Regulation

GDPR to have 'biggest impact' on wealth managers in 2018

Comes into force 25 May

clock 14 February 2018 • 2 min read

Regulation

FCA flags algorithmic trading concerns

Firms must improve compliance and risk standards

clock 12 February 2018 • 2 min read

Regulation

More than quarter of advisers have 'inconsistent risk definition'

A quarter spend half a day on investment reviews

clock 01 February 2018 • 2 min read

Regulation

Fraudster jailed 3.5 years for £1.4m investment scam

'Entirely self-centred and devious'

clock 31 January 2018 • 1 min read

Regulation

Transparency Taskforce calls on IA to apologise for 'offensive' fees comments

Loch Ness monster fee reference made in 2016

clock 26 January 2018 • 6 min read

Regulation

Senior IA adviser labels PRIIPs 'worst piece of financial regulation ever'

Warland: "Heads should roll in the FCA."

clock 25 January 2018 • 2 min read

Regulation

IA calls for urgent review to address KID concerns

Follows industry criticism

clock 25 January 2018 • 3 min read

Regulation

European regulator weighs CFD crackdown after FCA warning

Considering measures to protect retail investors

clock 18 January 2018 • 3 min read