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Regulation

Regulation

The three Ombudsmen who earn more than the PM

Three senior Ombudsmen - including chief executive Natalie Ceeney - receive bigger annual pay packets than Prime Minister David Cameron.

clock 26 July 2011 •

Regulation

FSA to release HBOS report; B&B findings to stay secret

The Financial Services Authority (FSA) will make public its report into the collapse of HBOS, including any details of its own regulatory failings, but will not do the same for its investigation into Bradford & Bingley (B&B).

clock 21 July 2011 •

Regulation

FSA on trial: Keydata's Ford claims regulator broke legal privilege

Keydata founder Stewart Ford has embarked on the first stage of his legal case against the FSA, accusing the regulator of breaching his right to legal privilege in building their case against him.

clock 21 July 2011 •

Regulation

IFA directors fined and banned for mis-selling UCIS

The Financial Services Authority (FSA) has banned and fined two directors of an IFA firm for giving unsuitable advice on unregualted collective investment schemes (UCIS).

clock 20 July 2011 •

UK

Treasury criticises 'unclear' Vickers banking report

The Treasury Select Committee (TSC) has criticised the Vickers' report on the UK banking sector, arguing its proposed reforms are impossible to assess as they are unclear and lack detail.

clock 20 July 2011 •

Regulation

IMA to monitor Money Market portfolios

The IMA is to monitor the holdings of funds in the Money Market sector for the first time, in line with new FSA and European requirements.

clock 19 July 2011 •

Regulation

TSC vs the FSA: reaction round-up

The industry is split on the merits of the Treasury Select Committee's (TSC) key recommendation to delay the RDR for 12 months until 1 January 2014.

clock 16 July 2011 •

Regulation

Where the TSC disagreed (and agreed) with the FSA

The Treasury Select Committee (TSC) may have lost the battle with the Financial Services Authority (FSA) over the RDR, but in the long war of financial services regulation it will seek to have its recommendations written into the successor Financial Conduct...

clock 16 July 2011 •

Regulation

The FSA's latest thinking on RDR

The Financial Service Authority's (FSA) evidence to the Treasury Select Committee (TSC) offers a look at the regulator's most up-to-date thinking on the shape of things pre and post-RDR.

clock 16 July 2011 •

Regulation

TSC to launch inquiry into FCA accountability

The Treasury Select Committee (TSC) will begin an inquiry into the accountability of the successor regulator to the Financial Services Authority (FSA), the Financial Conduct Authority (FCA).

clock 16 July 2011 •
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