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Regulation

ETFs

FSA publishes exchange traded product factsheet

The FSA has flagged up a number of consumer risks associated with exchange traded products (ETPs) in a fact sheet published today.

clock 23 April 2012 •

Regulation

Blog: IMA's Saunders demands fairer FSCS

The FSA is about to take on a very important task - reforming the funding arrangements for the Financial Services Compensation Scheme.

clock 23 April 2012 •

Service

Aviva Investors 'mistakenly' sacks 1,300 employees

Aviva Investors sent an e-mail by mistake on Friday dismissing its entire staff before retracting the message, according to reports.

clock 23 April 2012 •

Regulation

FSCS commences MF Global payments

The Financial Services Compensation Scheme (FSCS) has made its first payments to investors caught up in the collapse of MF Global.

clock 20 April 2012 •

Regulation

FSA told to destroy emails in Keydata investigation

The Financial Services Authority (FSA) has been told by a judge that it must destroy privileged attorney-client emails it obtained as part of its investigation into Keydata.

clock 18 April 2012 •

Regulation

FSCS begins pursuit of Lifemark IFAs to recoup compensation

The Financial Services Compensation Scheme (FSCS) has begun proceedings against more than 160 advisory firms it alleges mis-sold Lifemark-backed Keydata products.

clock 18 April 2012 •

Regulation

The firms the FSCS is chasing for Lifemark compensation

A total of 162 firms have been included in proceedings launched by the Financial Services Compensation Scheme to claw back money paid out to investors in Lifemark-backed Keydata products.

clock 18 April 2012 •

Regulation

FSA: Cloned firm boiler room fraud on the rise

The Financial Service Authority (FSA) saw the number of boiler room fraud schemes operating through clones of authorised firms triple in 2011.

clock 17 April 2012 •

Regulation

Arch says £27m claim against CEO 'bound to fail'

The chief executive of Arch Financial Products (AFP) has hit out at Capita after the board it appointed to administer the Arch Cru cells hit him with a £26.6m lawsuit.

clock 16 April 2012 •

Regulation

Adviser admits to £250k fraud and perverting course of justice

A Newport-based financial adviser has admitted to fraudulently gaining almost £250,000 from clients and an insurer, as well as perverting the course of justice.

clock 16 April 2012 •
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