Regulation

The managing partner of a London-based stockbroker who was banned by the Financial Services Authority (FSA) for recklessness and incompetency has withdrawn his appeal against the prohibition.

A tax avoidance scheme used by one hedge fund manager to save paying £7.5m in tax has been ruled unviable following a tribunal.

The trader suspended from GLG amid a Financial Services Authority (FSA) insider dealing probe worked on co-founder Pierre Lagrange's European long/short fund, Investment Week can reveal.

The Financial Services Authority (FSA) has published its answers to another batch of advisers' questions on the Retail Distribution Review from its recent events...

A Supreme Court victory for the Financial Services Authority (FSA) could result in the regulator becoming more litigious, according to law firm Taylor Wessing.

LIFE OF PI

Three men have been arrested as part of the Financial Services Authority's (FSA's) and Metropolitan Police's ongoing fight against insider dealing and market abuse.

Investec Bank and Morgan Stanley have both modified their structured products terms and conditions after the Financial Services Authority (FSA) found terms in both were potentially ‘unfair' to clients.

Rayner Spencer Mills, fund rating and independent research company, has extended its range of specialist services with the launch of a new in-depth fund profile service.

The Financial Services Authority (FSA) is holding discussions with asset managers over more effective ways to allow groups to close open-ended funds to new investors.