The latest Regulation news for financial advisers and intermediaries from Professional Adviser

Hargreave Hale seeking legal advice

21 February 2019 • 4 min read

Follows Asset Management Market Study

20 February 2019 • 2 min read

More than 16,100 clients compensated

19 February 2019 • 1 min read

Review to complete by year-end

13 February 2019 • 3 min read

New structure

11 February 2019 • 1 min read

Follows wave of Brextit-related redemptions

07 February 2019 • 3 min read

Fined £32,000

05 February 2019 • 1 min read

As part of SRD II

30 January 2019 • 4 min read

Greater regulatory scrutiny to come

30 January 2019 • 2 min read

Part of raft of proposals to increase visability of SRI to retail investors

25 January 2019 • 8 min read

Regulation