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Regulation

Regulation

Charles Stanley laments 'unfair' FSCS after £1.9m bill

Charles Stanley has raised its final dividend by 4.4% after reporting an 8% increase in adjusted pre-tax profit for 2012-13.

clock 11 June 2013 •

Regulation

FSCS finalises claims process for Fyshe Horton Finney

The Financial Services Compensation Scheme (FSCS) is currently finalising the claims process for Fyshe Horton Finney (FHF), a stockbroker that entered the special administration regime (SAR) earlier this year.

clock 06 June 2013 •

Offshore Investment

How the EU alternatives directive will affect the Isle of Man

OFFSHORE

clock 06 June 2013 •

Regulation

Sesame's Keydata advice failings... and the £6m bill

Sesame was handed a £6m fine for its failings on Keydata advice today.

clock 05 June 2013 •

Regulation

HMRC shuts £190m tax avoidance scheme

HM Revenue & Customs has shut down a tax avoidance scheme operated by NT Advisors which has protected about £190m in tax revenue.

clock 30 May 2013 •

Regulation

KPMG partner guilty of insider dealing

A former KPMG senior partner has pleaded guilty to insider trading.

clock 29 May 2013 •

Regulation

This week's Movers & Shakers

MOVERS & SHAKERS

clock 28 May 2013 •

Regulation

Ex-FSA chief Pain joins RBS as head of conduct

Jon Pain, a former managing director and one-time interim chief executive of the Financial Services Authority (FSA), is to join state-owned Royal Bank of Scotland (RBS).

clock 27 May 2013 •

Regulation

AIC: investors are in the driving seat... at last

With the Financial Conduct Authority's (FCA's) long-awaited announcement on how platforms will be paid for, and whether rebates can be paid to consumers, a line has finally been drawn.

clock 23 May 2013 •

Regulation

FCA fines J.P. Morgan £3.1m for systems failings

The Financial Conduct Authority (FCA) has fined J.P. Morgan International Bank (JPMIB) £3,076,200 for systems and controls failings relating to its provision of retail investment advice and portfolio investment services.

clock 23 May 2013 •
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