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Professional Adviser

Professional Adviser

Articles by Professional Adviser

TCF

FSA brings TCF tests forward to January

All firms will be tested on the principles of treating customers fairly (TCF) from January 2009 as the FSA accelerates its implementation programme.

clock 12 November 2008 •

Your profession

AWD to offload Read IFA and Home Finance arms

AWD Chase de Vere will sell-off its Read IFA and Home Finance mortgage consulting businesses in a bid to overcome continued losses at the group.

clock 12 November 2008 •

Technology

Origo pilots secure e-mail service

Origo is piloting new technology to support an industry standard secure e-mail service, designed to reduce compliance risk.

clock 12 November 2008 •

Investment

Bring the noise

I heard a cultural commentator say that Heavy Metal had fallen from grace as you don't hear it on the radio any more. But it is still there, and has a popular, dedicated following, as what you see is what you get. No need to reinvent itself.

clock 12 November 2008 •

Your profession

Discounted gift confusion after High Court ruling

Advisers seeking clarity on discounted gift trust (DGT) plans for the over 90s will have to wait after the High Court overturned a ruling on the issue.

clock 11 November 2008 •

Mortgages

Sale & rent back schemes mislead customers - SHIP

Unscrupulous sale and rent back firms are making misleading comparisons between their own services and regulated equity release products, says Safe Home Income Plans (SHIP).

clock 11 November 2008 •

Your profession

Debt-heavy IFAs 'serious risk' to healthy competition

One in ten IFAs has become a "serious threat" to pricing levels next year as a result of high risk debt-heavy 2008 strategies, research suggests.

clock 11 November 2008 •

Investment

IMA unveils new property sector

The IMA and its Performance Category Review Committee have confirmed they will create a new property sector covering all property investments including direct funds and securities.

clock 11 November 2008 •

Investment

Pension transfer delay 'bigger issue' than re-registration

Transact is lobbying the FSA "quietly behind the scenes" in a bid to reduce pension transfer delays, an issue it labels as more important to IFAs than re-registration.

clock 11 November 2008 •

Structured Products

Barclays Wealth launches struc prod range

Barclays Wealth will launch a new range of structured products and continue to offer its Emerging Markets Optimiser to meet investors' needs for capital protection.

clock 11 November 2008 •
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