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Author profile

Nicola Brittain

Nicola Brittain

Articles by Nicola Brittain

Adviser tips

Things we've learned from a career in advice

THINGS WE'VE LEARNED

clock 23 August 2012 •

Regulation

FSA pulls back on small firm visits

The Financial Services Authority (FSA) is carrying out significantly fewer regulatory visits to small firms in what some suggest may reflect its changing view about the risks they pose to the industry.

clock 22 August 2012 •

Equities

Sanlam UK launches risk rated SRI portfolios

Sanlam Investments and Pensions, part of the Sanlam UK, has launched a range of risk rated socially responsible investment portfolios (SRIs).

clock 22 August 2012 •

Economics / Markets

Research: 80% of high-net worth people seek advice

Some 80% of people earning more than £50,000 a year will seek out some sort of professional financial advice, according to research released today.

clock 20 August 2012 •

Regulation

AWD Chase de Vere opens Chester office

National IFA AWD Chase de Vere is to open an office in Chester.

clock 16 August 2012 •

Economics / Markets

Lighthouse shareholders call for Hickey to go

Shareholders at the Lighthouse Group have called for a general meeting to remove the current director, David Hickey, and replace him with the previous co-director Allan Rosengren.

clock 15 August 2012 •

Regulation

Honister: Will MacRobins outbluff the providers?

Yesterday's statement from MacRobins has raised the stakes in the stand off between itself and the ex-Honister providers. But how far is either party prepared to go in the fight to determine trail-commission ownership?

clock 15 August 2012 •

uncategorised

Skandia enables adviser charging on 90% of its life products

Skandia has said it will enable adviser charging on 90% of its life products with the main exceptions being the Maximum Investment Plan (MIP) and the Skandia Life Bond range.

clock 15 August 2012 •

Regulation

Ex-Honister providers stand firm following MacRobins warning

Three ex-Honister providers will continue to accept bulk transfers despite MacRobin's assertion that there are legal and practical issues that should prevent them from doing so.

clock 14 August 2012 •

Regulation

MacRobins asks providers to 'reconsider actions' on Honister commission

The advisory business that acquired the trail and pipeline commissions of Honister Capital advisers has questioned some of the actions of providers since the deal took place, and pledged it "will not compete" with the IFAs over their clients.

clock 14 August 2012 •
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