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Author profile

Rachel Dalton

Articles by Rachel Dalton

Wrap/platforms

Manx stockbroker launches low-cost platform

JPJShare.com, the execution-only stockbroker owned by Rivington Street Holdings, has launched a fund platform.

clock 10 October 2011 •

TCF

Warning firms may have to cover losses outside poor advice

The Financial Services Authority (FSA) is pressuring the government to increase the compensation liability on firms giving poor advice, a law firm warns.

clock 07 October 2011 •

uncategorised

How 'cold calling' helped one adviser boost his pensions business

Why the 'man from the Pru' isn't done yet...

clock 06 October 2011 •

Investment General

Tesco Bank profits up 66%; PPI provision raised

Tesco Bank has posted a 65.9% increase in profits for the first half of 2011/12 compared to the same period last year.

clock 05 October 2011 •

Individual Protection

Specialist insurer's 'degrading' ad banned by watchdog

A specialist insurance provider has been disciplined by the Advertising Standards Authority (ASA) for an advert branded "provocative" and "degrading".

clock 05 October 2011 •

uncategorised

SIPP providers boost UCIS screening after FSA pressure

SIPP providers have increased their level of screening for poor or unsuitable investments within their schemes.

clock 04 October 2011 •

uncategorised

Insurers get an extra year to comply with Solvency II

Insurers have been given another year to become compliant with Solvency II (SII), the Financial Services Authority (FSA) announced today.

clock 04 October 2011 •

Regulation

Ex-EJ adviser files complaint against FSA over Towry

A former Edward Jones adviser has filed an official complaint against the Financial Services Authority (FSA), accusing it of poorly regulating Towry Law.

clock 04 October 2011 •

uncategorised

Unions have 'no appetite' for pension strikes: Maude

Cabinet Office minister and paymaster general Francis Maude yesterday claimed unions have no appetite for industrial action over pension reforms.

clock 04 October 2011 •

TCF

Friends defends D2C arm against client poaching claims

Friends Life has defended its direct to consumer proposition, PlanWise, against an claims it is using the service to cut advisers out of the sales process.

clock 03 October 2011 •
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