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Tom Ellis

Tom Ellis

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Articles by Tom Ellis

Regulation

Investment scheme fraudster receives two-year suspended sentence

Unauthorised scheme worth over £500,000

clock 05 February 2019 • 1 min read

Regulation

Ex-Newton manager Stephany fined for IPO misconduct

Fined £32,000

clock 05 February 2019 • 1 min read

Wrap/platforms

OMW enters 'soft launch' phase of re-platforming project

Staff moved to new platform

clock 04 February 2019 • 2 min read

Wrap/platforms

Tom Ellis: The FCA must be tough on platform switching

It knows what it has to do

clock 01 February 2019 • 4 min read

Regulation

FCA to have 'unprecedented powers' after Brexit

For up to two years

clock 01 February 2019 • 3 min read

Companies

S&W quartet appointed joint administrators of London Capital & Finance

Around 14,000 bondholders

clock 31 January 2019 • 1 min read

Managed solutions

UBS Asset Management launches multi-asset defensive growth fund

Seeking cash plus 3% to 5%

clock 31 January 2019 • 1 min read

Companies

Quilter Private Client Advisers adds £130m AUA with double acquisition

Undisclosed purchase prices

clock 31 January 2019 • 1 min read

Regulation

FSCS to enforce extra £78m levy on financial advisers

Rising claims against pensions advisers

clock 31 January 2019 • 2 min read

Equities

UK gilts continue to reign in latest FE Passive Crown rebalance

Followed by property

clock 29 January 2019 • 3 min read