A lighter regulatory approach to the US financial sector is more likely in the wake of Donald Trump's election, says AllianceBernstein's chief investment officer of concentrated US growth James T Tierney Jr.
Speaking in the above video, which continues Professional Adviser's Architas Advent Calendar counting down to Christmas, Tierney discusses his post-election view on US equities and why 2017 will see the...
Canada Life Investments
For many advisers, the PROD regulations (‘Product Intervention and Governance Sourcebook’) introduced by the FCA with MiFID II have sneaked in under the radar. The regulations were introduced in January 2018 and to date many advisers are still unsure of their ability to evidence compliance with these new rules.
For smaller and medium firms
'There will be more consolidation'
Fee-based revenue fell 13%