BDO director of risk and regulation Alex Ellerton wonders whether the FSA wants trail commission to cease on a fund switch.
Martin Tilley of Dentons Pensions Management looks at whether clients meeting the minimum income requirement should automatically apply for flexible drawdown.
Some words commonly used in financial services have become synonymous with wrongdoing but, in most cases, describe fair and, often, essential practices.
A former financial adviser has been jailed for conning a grandmother out of £150,000 after he was dismissed from his role as a senior financial adviser.
AIFA has appointed Chris Hannant as policy director, replacing Andrew Strange who left in August.
The Royal Bank of Scotland (RBS) today announced it is planning to cut 3,500 jobs as part of a reorganisation of its investment bank.
The Financial Services Authority (FSA) has not used mystery shoppers for at least 18 months, despite a promise from Hector Sants that the regulator would make more use of the tactic.
Bupa has hit back at claims by doctors that its open referrals process is ‘flawed on several levels' and limits patient choice.
The Financial Services Authority has charged a 42-year-old with eight counts of insider dealing and two counts of money laundering.
Paul Stanfield, CEO of FEIFA, outlines the key considerations for advisory firms considering passporting their businesses back into the UK from another EU state.