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News

'Danger' for advisers who think poor conduct is not relevant to them

Regulation

'Danger' for advisers who think poor conduct is not relevant to them

‘You cannot rely on people deciding what to do in the moment’

clock 28 March 2024 • 1 min read
Fears tech limitations could stall MPS on its upward trajectory

Investment

Fears tech limitations could stall MPS on its upward trajectory

‘There have been a few changes and challenges around growth in general’

clock 27 March 2024 • 1 min read
British Steel a stark reminder of obligations around client files

Pensions

British Steel a stark reminder of obligations around client files

Lawyer Philippa Hann reflects on her work around the pensions case

clock 27 March 2024 • 2 min read
Consumer Duty sparks Money Alive 'record usage' by advisers

Consumer Duty

Consumer Duty sparks Money Alive 'record usage' by advisers

Highest usage ever in February as Consumer Duty becomes new normal

clock 27 March 2024 • 1 min read
CGT support from platforms now 'adviser must have'

Wrap/platforms

CGT support from platforms now 'adviser must have'

Shrinking personal allowances dragging more investors into CGT net

clock 27 March 2024 • 2 min read
Advisers on 'dangerous ground' if they take tick-box regulation approach

Regulation

Advisers on 'dangerous ground' if they take tick-box regulation approach

‘They should embrace the spirit in which the regulation has been created’

clock 27 March 2024 • 1 min read
Consumer Duty Alliance looks to attract advice industry talent

Your profession

Consumer Duty Alliance looks to attract advice industry talent

New Talent Alliance will be chaired by M&G Wealth Advice MD Tom Hegarty

clock 27 March 2024 • 2 min read
Manchester firm declared failed by FSCS over pensions advice

Companies

Manchester firm declared failed by FSCS over pensions advice

Pension Advice Specialists, trading as Ashworth Wealth, no longer exists

clock 26 March 2024 • 1 min read
Advisers turn to smoothed funds to help manage volatility threat

Investment

Advisers turn to smoothed funds to help manage volatility threat

Decreasing exposure to equities also a popular strategy

clock 26 March 2024 • 1 min read
FCA warns firms and finfluencers to 'keep social media ads lawful'

Your profession

FCA warns firms and finfluencers to 'keep social media ads lawful'

Regulator sets guidance for financial services promotion

clock 26 March 2024 • 3 min read
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