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Regulation

Tax planning

Insider blows the whistle on multi-million pound tax avoidance 'factory'

Failed tax avoidance business Welbeck hired young actors to push schemes onto City big earners, and reaped millions in commissions that fuelled lifestyles of fast cars and exotic holidays, according to a whistleblower who worked at the firm.

clock 23 November 2015 •

Regulation

Adviser win as FCA reacts to warnings with unregulated firm alert

The Financial Conduct Authority (FCA) has issued an alert about an unregulated firm it suspects of providing services without authorisation, after it was warned about it by advisers and Professional Adviser.

clock 13 November 2015 •

Regulation

FCA sets aside £400k for FAMR staff cost

The Financial Conduct Authority (FCA) has set aside £400,000 to cover the man hours it expects to spend on its joint work with the Treasury, the Financial Advice Market Review (FAMR).

clock 11 November 2015 •

Investment

Graham Bentley: Humble pie on the menu at the IA dinner?

A united membership is needed

clock 30 October 2015 •

Regulation

FCA cuts back on client communication rules

The Financial Conduct Authority (FCA) has announced plans to remove a number of what it said are "ineffective communication requirements" from its handbook for firms.

clock 22 October 2015 •

Regulation

Fraud, theft, foul play: Can advisers spot the next scandal before it breaks?

How much can advisers really be expected to know about problem investments before they turn sour?

clock 13 October 2015 •

Your profession

Ten ways the FCA is framing the advice gap debate

The FCA has outlined its approach to the advice gap debate

clock 12 October 2015 •

Your profession

Eight reasons people don't seek financial advice

Factors that prevent many people from seeking advice

clock 12 October 2015 •

Your profession

Another name change? FCA looks again at advice labels

Regulator seeks industry views

clock 12 October 2015 •

Regulation

CEO of FCA forerunner 'could have brought down Thatcher'

Westland helicopter affair disclosed by former PIA chief

clock 12 October 2015 •
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