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Regulation

Regulation

FCA bans sale of crypto-derivatives to retail investors

Ban to save consumers £53m per year

clock 06 October 2020 • 1 min read

Regulation

FCA to end temporarily postponed deadlines for fund reports and accounts

Deadlines had been extended due to Covid-19

clock 10 September 2020 • 2 min read

Regulation

Gina Miller slams FCA's 'scandalous' compensation review

'Intellectually dishonest and... contrary to the law'

clock 09 September 2020 • 2 min read

Investment

Investor 'doubts' on FCA liquidity rules see Church House Tenax convert to UCITS

NURS rules come into force in September

clock 27 August 2020 • 1 min read

Investment

The value of value assessments: What next for AoVs?

Beyond the FCA's seven considerations

clock 04 August 2020 • 6 min read

Investment

FCA eyes 180-day notice period for property fund redemptions

Consults to address 'structural mismatch'

clock 03 August 2020 • 4 min read

Regulation

FCA delays SM&CR rules on coronavirus disruption

Extended to 31 March 2021 for solo-regulated firms

clock 01 July 2020 • 2 min read

Regulation

FCA consults on prudential investment firm rules: Targets liquidity, remuneration and capital requirements

FCA calls for industry views on post-Brexit prudential rules

clock 23 June 2020 • 1 min read

Regulation

£1.3bn fraud claim filed against HSBC UK Bank for 'sham' film investment scheme

'Catastrophic for unwitting investors'

clock 22 June 2020 • 1 min read

Your profession

'Perfect storm' leads to surge in advisers joining networks

Regulatory pressures

clock 19 June 2020 • 4 min read
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