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independent advisers

Regulation

#Awkward: Five times the FCA made no sense

Five times the FCA made no sense

clock 31 July 2015 •

Regulation

FCA consults on MiFID II independent advice criteria

The Financial Conduct Authority (FCA) has asked UK financial advisers if they think the criteria they must meet to call themselves independent is out of sync with Europe-wide definitions.

clock 26 March 2015 •

RDR

SIFA: Regulator 'completely messed up' independence definition

The regulator has "completely messed up the definition of independence", said professional connections support organisation SIFA, as it claimed 95% of solicitors would still chose IFAs over restricted advisers.

clock 16 October 2014 •

RDR

Advisers scoff as FCA backtracks on IFA referrals

How the FCA showed it is fitting in with what goes on 'in real life' at adviser firms

clock 02 October 2014 •

RDR

Clarity at last: What 'independent advice' really means

Enough is enough: What ‘independence’ really means

clock 27 March 2014 •

Regulation

'Independent state of mind' - the FCA's guide to good and bad practice

"Independence is a state of mind - you just need to keep an open mind and consider all the options", the Financial Conduct Authority (FCA) said as it summed up the findings of its latest post-Retail Distribution Review (RDR) research.

clock 20 March 2014 • 9 min read

Regulation

Most IFAs meeting independence rules, finds FCA

The vast majority of IFAs are acting within the guidelines of independence as laid down following the Retail Distribution Review (RDR), a study by the regulator suggests.

clock 20 March 2014 •

Your profession

Succession to launch 'lite' version of platform for sub-£50k clients

Wealth management group Succession is launching a ‘lite' version of its platform for clients with less than £50,000 of investable assets.

clock 18 March 2014 •

Regulation

Independent vs restricted advice: What the public really thinks

What the public really thinks of advice labels

clock 13 March 2014 •

RDR

National IFA chief calls for end to advice 'middle ground'

Chris Smallwood, the chief executive of Openwork-owned national IFA 2plan, has called on the regulator to crack down on what he said were 'misleading' terms used by some restricted advice firms to describe their services.

clock 03 March 2014 •
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