FSA

The Financial Services Authority has reported a positive outcome to its recent investigation into the level of unauthorised general insurance business being conducted since regulation was introduced in January 2005.

The Financial Services Authority (FSA) has reported a mixed result following the completion of its research and mystery shopping work on self-certification mortgages.

The Financial Services Skills Council (FSSC) is working with the Financial Services Authority (FSA), employers and consumer bodies to develop new standards for people giving generic financial advice.

Financial services companies increasingly view Treating Customers Fairly (TCF) as a commercial issue to embrace rather than a compliance issue or regulatory threat, according the Council of Mortgage Lenders (CML).

The Financial Services Authority (FSA) has fined Maidstone-based independent financial adviser firm, Kings, £60,000 for approving misleading financial promotions and for related systems and controls breaches.

Confusion over mortgages is rife, research from John Charcol reveals.

Investment Services UK, an emerging market bond broker, has been fined £175,000 by the Financial Services Authority (FSA) because it broke anti-money laundering (AML) rules in failing to implement proper systems and controls.

Financial Services Authority (FSA) chairman, Callum McCarthy, has questioned whether the regulator should necessarily take on additional regulatory responsibility in his responses to questions from member of the Treasury Select Committee this morning....

The industry has raised concerns the Financial Services Authority (FSA) will announce major changes to mortgage regulation in its review next year, rather than focusing on the positive steps firms have taken.

JUDGES ARE considering unprecedented legal action against the government in a row over changes to their pension rights, reports The Times .