FSA
Mortgages
The Association of Mortgage Intermediaries (AMI) has published a factsheet for its members giving information on what to expect when the Financial Services Authority (FSA) visits their firm.
23 March 2006
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Your profession
The Financial Services Authority (FSA) and the Office of Fair Trading (OFT) aim to reduce administrative burdens on firms through a joint Action Plan to be published by the end of April.
22 March 2006
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Your profession
The Financial Services Authority (FSA) has published its proposals for the future funding of the Financial Services Compensation Scheme (FSCS), following concerns raised about its fairness, proportionality and sustainability.
21 March 2006
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Protection
Providers are concerned intermediaries could be confused by the need to present consumers with a different forms of pension term assurance (PTA) key facts documents, once they have decided whether they sell the product under ICOB or COB rules.
21 March 2006
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Your profession
The increasing volume of complaints being generated by Complaint Management Companies (CMCs) is a "matter of considerable concern" for the Association of Independent Financial Advisers (Aifa).
17 March 2006
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Mortgages
The Financial Services Authority has given its clearest signal yet to the government it wants nothing to do with the regulation of claims management companies.
17 March 2006
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Your profession
Without robust questioning regulation will strangle growth, entrepreneurship and the essential dynamism that benefits consumers, according to Chris Cummings, director general of the Association of Independent Financial Advisers (Aifa) and the Association...
17 March 2006
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Your profession
The Financial Services Authority (FSA) has fined Capita Financial Administrators (CFA), a third party administrator of collective investment schemes, £300,000 for poor anti-fraud controls over client identities and accounts.
16 March 2006
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Your profession
Financial services firms are being urged to start planning for the implementation of MiFID on the basis of Level 2 documentation already published, rather than wait for finalisation of the FSA's consultation on MiFID implementation expected later this...
16 March 2006
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Your profession
A guide to help frontline staff wanting an "off-the-shelf" solution to providing basic financial education has been launched by Services Against Financial Exclusion (Safe).
13 March 2006
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