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FSA

Your profession

Factory-gate pricing 'brings advice transparency'

A move to factory-gate pricing could answer the Financial Services Authority's concerns about the transparency and sustainability of financial advice, suggests the ABI.

clock 13 March 2007 •

Investment

Advice 'essential' for trustees - Thornton

Independent financial advice is an "essential step" for pension trustees when negotiating deficit recovery plans, or in the event of acquisitions or disposals by a sponsoring employer, says Paul Thornton.

clock 13 March 2007 •

Protection

FSA launches £2m insurance campaign

The Financial Services Authority has launched a £2m advertising campaign which aims to raise awareness of its 'insurance made clear' website and help consumers ask the right questions when buying protection.

clock 12 March 2007 •

Your profession

FSSC to consult on T&C endorsements

The Financial Services Skills Council is launching a consultation to gauge the level of industry interest for an 'endorsement of training and competence' scheme.

clock 12 March 2007 •

Your profession

FSA issues warning to firms on MiFID delay

Firms could face enforcement action from the regulator if they do not make reasonable efforts to implement the Markets in Financial Instruments Directive by the November deadline, the Financial Services Authority has warned.

clock 09 March 2007 •

Investment

Thornton review could target IFA regulation

Paul Thornton has issued a consultation asking whether The Pensions Regulator should work more closely with the Financial Services Authority to cover a gap in regulation of IFAs advising on transfers between occupational pensions schemes.

clock 08 March 2007 •

Your profession

FSA launches online MiFID courses

The Financial Services Authority is launching a series of online courses to help investment firms understand the Markets in Financial Instruments Directive.

clock 08 March 2007 •

Mortgages

People in glass houses...

One recent Saturday morning, I picked up the Financial Times. This is not something I like doing on the weekend - not when I'm out of the office and The Sun's News In Briefs is on offer.

clock 08 March 2007 •

Investment

Insider trading on takeovers 'remains high'

The level of insider trading on the stock market prior to takeover bids remained high at 23.7% in 2005, according to a report from the Financial Services Authority.

clock 07 March 2007 •

uncategorised

Resolution ousts chief executive - papers 7th March

Resolution, the FTSE 100 closed life fund consolidator, has ousted its chief executive Paul Thompson and replaced him with Mike Biggs, the finance director, reports the Times .

clock 07 March 2007 •
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