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  • FSA

FSA

Protection

ICOB: is a two-tier regime appropriate?

The Financial Services Authority's proposal to split the ICOB regime into two categories has been broadly welcomed by the industry, but questions remain over whether the line between ‘protection' products and ‘other general insurance' products has been...

clock 28 March 2007 •

Investment

FSA hints at need for advice on funds of hedge funds

The Financial Services Authority is proposing to allow retail consumers access to retail funds of hedge funds, but appears to suggest they should only be distributed with financial advice.

clock 27 March 2007 •

uncategorised

Halifax faces FSA action over stolen briefcase - papers 27th March

HALIFAX COULD FACE action from the City watchdog after admitting the details of some 13,000 mortgage customers were stolen from a member of staff last week, according to the Guardian .

clock 27 March 2007 •

Protection

The true cost of the protection gap

Quoting the protection gap figure somehow reminds me of old films. The shock and awe shown on the faces of the characters when they are told the value of whatever the sought after treasure actually is can be almost comical, largely because it's often...

clock 27 March 2007 •

Investment

FSA's commodities warning for advisers

A lack of understanding of commodity markets among financial advisers could lead to investors buying unsuitable products, the FSA has warned.

clock 26 March 2007 •

Technology

The inadvertent pressures of TCF and technology

Five years ago, the Financial Services Authority attempted to implement a regulatory regime which made mortgage lenders responsible for checking the quality of mortgage intermediary advice. After much argument from the industry the idea was thrown out....

clock 26 March 2007 •

Your profession

Selective info could constitute MiFID advice

Providing selective information to a client could amount to investment advice under the Markets in Financial Instruments Directive, says the Financial Services Authority.

clock 26 March 2007 •

Your profession

FSA awards financial capability grants

The Financial Services Authority has revealed which organisations will be awarded money from its financial capability innovation fund.

clock 23 March 2007 •

Your profession

FSA is helping us implement TCF, say advisers

More than half of advisers believe the Financial Services Authority has given them sufficient help in rolling out the treating customers fairly initiative, according to a straw poll by Assureweb and NS&I.

clock 23 March 2007 •

Mortgages

FSA publishes 'key rules' on Islamic mortgages

The Financial Services Authority has published key rules and a new section on its website for firms providing home reversion plans and Islamic home finance.

clock 22 March 2007 •
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