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FSA

Your profession

FSA should lower fees for 'professional' firms - AIFA

AIFA is calling on the FSA to reduce fees for firms which join a trade or professional body.

clock 18 December 2007 •

Protection

FSA targets PPI failures with updated insurance rules

The FSA has targeted payment protection insurance (PPI) failures in its new Insurance Conduct of Business sourcebook (ICOBS).

clock 18 December 2007 •

Your profession

FSA bans insurance broker

The FSA today banned Flett Sinclair Insurance Brokers' sole director David Holland for misusing customers' assets.

clock 17 December 2007 •

Your profession

NU Life fined £1.26m for lax attitude to fraud

Norwich Union Life has been fined £1.26m by the FSA for failing to protect its customers' confidential information and manage its financial crime risks.

clock 17 December 2007 •

Your profession

FSCP brands RDR 'too complex' in FSA response

The model for financial advice proposed in the Retail Distribution Review (RDR) is too complex and lacks consumer focus, the Financial Services Consumer Panel (FSCP) says today.

clock 14 December 2007 •

Your profession

FSA bans former chief of insurance broker

The FSA has banned the former chief executive officer (CEO) of general insurance adviser Insure & Go Insurance Services for trying to mislead the regulator.

clock 14 December 2007 •

Your profession

FSA bans four for reinsurance scam

The FSA has banned four individuals for dishonest behaviour when passing reinsurance business to Sphere Drake Insurance Limited.

clock 14 December 2007 •

Your profession

FSA points credit crisis finger at ratings agency dependency

The FSA has blamed banks depending on credit rating agencies for their part in the credit crisis.

clock 12 December 2007 •

Your profession

FSA may publish firms' advice methods to consumers

The FSA today says it intends to publish firms' depolarisation status to consumers due to the "strength of support" for the idea.

clock 12 December 2007 •

Your profession

FSA to shorten complaints and mediation returns

The Financial Services Authority (FSA) has confirmed it will simplify and shorten the complaints return and the retail mediation activities return (RMAR).

clock 12 December 2007 •
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