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FSA

Investment

Castlestone insists 'business as usual' following FSA raid

Castlestone Management has released a statement saying it continues to operate as normal despite a visit to its offices yesterday by FSA enforcement officers.

clock 21 July 2011 •

Regulation

FSA to release HBOS report; B&B findings to stay secret

The Financial Services Authority (FSA) will make public its report into the collapse of HBOS, including any details of its own regulatory failings, but will not do the same for its investigation into Bradford & Bingley (B&B).

clock 21 July 2011 •

Regulation

FSA on trial: Keydata's Ford claims regulator broke legal privilege

Keydata founder Stewart Ford has embarked on the first stage of his legal case against the FSA, accusing the regulator of breaching his right to legal privilege in building their case against him.

clock 21 July 2011 •

RDR

Blog: Angry Tyrie's letter ruffles FSA's feathers

Rahul Odedra says its time the FSA started listening to the TSC on RDR

clock 21 July 2011 •

RDR

Sants: we are considering TSC recommendations on RDR

FSA chief executive Hector Sants insists the regulator is considering the Treasury Select Committee's recommendations on the RDR, following an angry letter from TSC chairman Andrew Tyrie.

clock 21 July 2011 •

Service

FSA hits Willis Ltd with £7m fine

The Financial Services Authority has fined insurance intermediary Willis Ltd £6.9m for anti-bribery and corruption systems and controls failings.

clock 21 July 2011 •

Offshore Investment

QROPS interview: Nathan Lihou

Retirement Planner speaks to Fairbairn's chief operating officer Nathan Lihou about winning the Best QROPS provider category at the Professional Adviser International Fund and Product Awards.

clock 21 July 2011 •

RDR

Tyrie says FSA response to TSC report 'unacceptable'

The chairman of the Treasury Select Committee (TSC) has criticised the FSA's "pre-emptory" response to its report into the Retail Distribution Review (RDR), which called for a one-year delay to RDR implementation.

clock 21 July 2011 •

uncategorised

Doubling in size

Peter Turley highlights ten things advisers need to know about home reversions.

clock 21 July 2011 •

RDR

RDR delay: Qualified advisers on why they need extra year

Highly-qualified IFAs are calling on the FSA to heed MPs' calls to delay the RDR for 12 months so they can adapt their businesses in time to swerve a potential mass market advice gap.

clock 21 July 2011 •
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