The new PROD rules mean advisers now need to factor client behaviour into their thinking but, if done correctly, writes Chris Davies, this can lead to a significant competitive advantage
The missing link between advice suitability and appropriateness of product in meeting client needs has been delivered for retail investment advice firms through the introduction of the Financial Conduct...
Despite improved risk appetite
FOS award limit increase
Relates to 136 million transaction reports
Ceremony will take place 13 November