Marcus Hearn: The financial adviser's guide to GDPR

Checklist for compliance

clock • 5 min read

With GDPR kicking in this Friday, 25 May, Marcus Hearn offers a last-minute checklist of the areas financial advisers really ought to have covered to ensure full compliance with the new regime

This Friday - 25 May 2018 - sees the deadline for compliance with the General Data Protection Regulation, better known as ‘GDPR'. More than two years on since the legislation was approved, the transition period and time for implementation will end. It is therefore essential all businesses make sure they are fully compliant - and, for financial advisers who deal with high levels of personal data, it is especially important. What follows, then, is intended as a handy checklist of what you should have covered as a financial adviser to ensure full compliance. Promote awareness Breaches ...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA flags weak customer outcome focus in firms' monitoring frameworks

FCA flags weak customer outcome focus in firms' monitoring frameworks

Consumer Duty review found inconsistent governance and oversight

Sophia Panayi
clock 27 July 2026 • 2 min read
Open finance could pose 'existential threat' to advice market

Open finance could pose 'existential threat' to advice market

Consumer Duty Alliance tech forum attendees hear

Sophia Panayi
clock 23 July 2026 • 3 min read
New regulations and challenges in the EU and UK: What are advisers' next moves?

New regulations and challenges in the EU and UK: What are advisers' next moves?

Regulatory simplification vs expanding oversight

Bernadine Reese
clock 16 July 2026 • 4 min read