The Financial Conduct Authority's (FCA) independent arbitration panel, the regulatory decisions committee (RDC), saw case referrals jump by nearly two-thirds (65%) in 2017.
According to data collected by legal advice firm Cleveland & Co, 476 cases were referred to the RDC in 2017, up from 289 in 2016. The RDC makes certain decisions on behalf of the FCA relating to enforcement...
Thesis Research and Consultancy Service (TRACS)
Du Toit appointed executive chairman
Form of taxation?
Our weekly heads-up for advisers
Partner Insight: Dennis Hall, director and CEO of Yellowtail Financial Planning, Julia Dreblow, founder of SRI Financial Services and Frank Potaczek, head of UK proposition at Architas met in London to discuss how they broach the topic of sustainability...