The Financial Conduct Authority's (FCA) independent arbitration panel, the regulatory decisions committee (RDC), saw case referrals jump by nearly two-thirds (65%) in 2017.
According to data collected by legal advice firm Cleveland & Co, 476 cases were referred to the RDC in 2017, up from 289 in 2016. The RDC makes certain decisions on behalf of the FCA relating to enforcement...
Deal for financial planning and investment assets
Fixed income 'surprise winner'
Poor practice highlighted
Catching up with the Influencers
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