Discretionary fund managers (DFMs), advisers and investment platforms are facing renewed pressure to draw up new contractual agreements and finalise the details of how they will work together to implement the "challenging" MiFID II '10% rule', in time to meet the implementation deadline of 3 January 2018.
The legislation requires firms providing portfolio management services to inform clients by the end of the working day when the value of their portfolio declines by 10% or more during a reporting period,...
Three years at Wells Fargo
Effective from 9 December 2019
One firm with permission suspensions left
Continuing the Architas education series for clients.
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