Financial advisers will either have to record or take notes on any phone calls with clients that are "intended to result in a transaction being undertaken", the Financial Conduct Authority (FCA) has confirmed.
In its latest Markets in Financial Instruments Directive II (MiFID II) policy statement, the regulator has allowed advice firms of all sizes to comply with its 'at least analogous rule', which would allow...
Feasibility study due
'Let’s be bold enough to demand change'
Joint life second death option added to relieve tax burden on couples gifting assets
Backed by Schroders, LGIM and the IA
New system for funds without without three-year track record