The Financial Conduct Authority (FCA) has outlined a number of good and bad practice scenarios around the design and delivery of ongoing advice.
The regulator's third and final cycle of the thematic review into firms' implementation of the Retail Distribution Review (RDR), found ongoing advice was an important element in clients seeking advice....
200,000 LISAs opened so far
From June 2019
11 years since launch of three Chartered titles
Hired 200 extra operational staff
Slow progress in improving diversity