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  Professional Adviser Working Lunches 2019 - Baillie Gifford & First State Investments
  
  Professional Adviser is delighted to announce the launch of the new Working Lunches in partnership with Baillie Gifford and First State Investments. Travelling across the UK to provide valuable market insights for Senior Financial Advisers.
  
  Date: 03 Apr 2019
  
  Southhampton, Worcester, Durham, Norwich, Liverpool, Exeter, Sheffield, Leicester, Nottingham
  
  Professional Adviser 360 2019
  
  The highly anticipated Professional Adviser 360 conference is taking place on 25th April 2019 at The Brewery in London.
  
  Date: 25 Apr 2019
  
  The Brewery Chiswell Street London EC1Y 4SD, London
  Retirement Planner Forum 2019
  
  Retirement Planner is committed to delivering best practice advise and discussion to our audience of professional retirement advisers and planners. This half day conference includes the opportunity for interaction and debate between delegates and speakers as they share unique insights.
  
  Date: 14 Jun 2019
  
  TBC, London
  
  Retirement Planner Awards 2019
  
  The annual Retirement Planner Awards is taking place on Friday 14th June 2019. The Retirement Planner Awards aim to celebrate excellence in Retirement Planning and Pensions services. Submit your entries by 12th April.
  
  Date: 14 Jun 2019
  
  TBC, London
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ESG spotlight

Step by step: Tackling the FCA's due diligence 'checklist'

Step by step: Tackling the FCA's due diligence checklist

Ian Cockerill
20 July 2015

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Taking a tick box approach to the FCA's due diligence pre-visit information questionnaire might not be popular but it will save time in the long run, writes Ian Cockerill

The Financial Conduct Authority (FCA) has indicated that it is to conduct a thematic review into due diligence (including research) undertaken by firms to ensure that customers are sold suitable products...

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