Step by step: Tackling the FCA's due diligence 'checklist'
Step by step: Tackling the FCA's due diligence checklist
Taking a tick box approach to the FCA's due diligence pre-visit information questionnaire might not be popular but it will save time in the long run, writes Ian Cockerill
The Financial Conduct Authority (FCA) has indicated that it is to conduct a thematic review into due diligence (including research) undertaken by firms to ensure that customers are sold suitable products...
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