Working relationships: Striking the right balance with introducers

Making introducer relationships work is often about common sense

clock • 4 min read

Neil Padget takes a look at introducer relationships which have come under increased regulatory scrutiny in recent years. Here he explains how to get off on the right foot...

Most financial advice firms will have benefited from professional introductions at some point or another. The use of relationships with other firms to bring in more clients is an age-old practice that helps keep firms in business and revenue ticking over. Recently, however, introducers have come under the regulatory spotlight due to their role in the promotion of unregulated investment products. While this is a big step removed from the simple practice of passing a client to a financial adviser, it underlines the importance of choosing introducers carefully. Using professional rela...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Your Business

The advice business: Andrew Goodwin on innovation and adaptation

The advice business: Andrew Goodwin on innovation and adaptation

‘Financial advice should be available to everyone’

Jenna Brown
clock 24 June 2025 • 5 min read
Suttons IFA buys Bolton-based firm

Suttons IFA buys Bolton-based firm

Remains acquisitive

Jen Frost
clock 23 June 2025 • 2 min read
Editor's view: A firm-size divide and MPS pricing

Editor's view: A firm-size divide and MPS pricing

The editor's Friday Night Takeaway from 20 June

Jen Frost
clock 20 June 2025 • 3 min read